90 Day Transition

Our first priority is helping you take care of your business. We understand the challenge of changing firms, so we have developed a streamlined process of minimizing downtime and bringing over 95% of your client base by your 12th week (or less!!) of affiliation. We are dedicated to helping you get back to business as normal during this process.

We have a 12 week process of transitioning and training that will help you be up to speed by week 13 of your affiliation with Independent Financial Group.

Please Note: The Training schedule is tailored to each individual, based on their needs.

Month 1

Transition:

Have all paperwork prepped and client meetings set.
Have pre-prepped client letters drafted and ready to mail/email.
Goal is to have 60% (or more) of your clients transitioned over by the 4th week of affiliation.
Review transition handguide

Training Schedule:

Week 1 - Paperwork, LaserApp, Advisory Platform, Compliance and Business Collateral Training
Week 2 - Paperwork LaserApp, Advisory Platform, Compliance Training
Week 3 - Gateway Training
Week 4 - Docusign Training

Month 2

Transition:

Continue meeting with clients
Goal is to have 75% (or more) of your clients transitioned over by Week 8

Training Schedule:

Week 6 - Gateway and Docusign Training
Week 8 - Gateway and Account Affiliator Training

Month 3

Transition:

Goal is to have 95% (or more) of your clients transitioned over by Week 12
Be comfortable with Independent Financial Group's systems and services
Begin to do business as usual

Training Schedule:

Week 10 - Gateway and Docusign Training
Week 12 - Gateway, Docusign and Ancillary Training

Transition Team

Kim Torres

Receptionist - Your first point of contact — friendly, helpful, and always ready to assist

361-238-6527

361-232-5726

kim@torosofinancial.net

A native of Bronx, New York, Kimberly moved to Corpus Christi in 2014 in order to be closer to her father and spread her wings to a new environment. Kimberly started with TorOso Financial Group in February of 2023 and although fairly...

Mauricio Prinz

Supervision Team - Helping ensure your business stays compliant and on track

361-238-6527

361-232-5726

mauricio@torosofinancial.net

Mauricio Prinz joined TorOso Financial Group in July 2023 as an Advisor Relations Specialist, where he supports virtual assistants and Supervision Representatives. He is dedicated to ensuring that the advisors as well as their clients...

Melissa Ducote

Office Manager, Transition Specialist - Your go-to for a smooth onboarding experience

361-238-6527

361-232-5726

melissa@torosofinancial.net

Melissa joined TorOso Financial Group in March of 2021. As an Advisor Relations Specialist, Melissa is a vital team member helping in all aspects of the back office, but primarily focuses on administrative support, technology training,...

Stefany Schade

Owner - Leading TorOso with nearly two decades of compliance expertise and a people-first philosophy

361-238-6527

361-232-5726

stefany@torosofinancial.com

Stefany started TorOso Financial Group in January of 2009 with the goal to help people achieve financial success. Whether you are a new family and saving for a new home, or you just had a child and you want to start a college savings...